Institution record
AUS GLOBAL
AUS Global MU Limited
- Source score
- —
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (institutions licensed in the united states and canada) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
SCATier-2 Securities and Commodities Authority | 20200000207 | Registered | AUS GLOBAL FINANCIAL SERVICES LLC | 2024-06-04 | |
FSCOffshore Financial Services Commission, Mauritius | GB23201412 | Regulated | AUS Global MU Ltd | 20/04/2023 | |
ASICTier-1 Australian Securities and Investments Commission | 000427848 | Regulated | AUS GLOBAL FINANCIAL (AU) PTY. LTD | 2012-10-12 | |
CyFOTier-2 FINANCIAL OMBUDSMAN OF THE REPUBLIC OF CYPRUS | 350/17 | Regulated | AC Markets (Europe) Ltd | 2017-11-12 | |
FSCATier-2 Financial Sector Conduct Authority | 52171 | Registered | AUS GLOBAL ZA (PTY) LTD | 2022-03-11 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing AUS GLOBAL against peer institutions in our institutions licensed in the united states and canada dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| AUS GLOBAL (this record) | SCAFSCASIC+2 | 3 / 5 | Risk level not supplied | — | 0 |
| CANADA | FINTRACFinCENASIC+8 | 3 / 11 | Risk level not supplied | — | 0 |
| eToro | FINRASECFCA+5 | 6 / 8 | Risk level not supplied | — | 0 |
| Doo Prime | FINRASECFCA+4 | 7 / 7 | Risk level not supplied | — | 1 |
| OANDA | IIROCNFAASIC+3 | 6 / 6 | Risk level not supplied | — | 0 |
| StoneX | SECNFAMAS+2 | 5 / 5 | Risk level not supplied | — | 0 |
AUS GLOBAL: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is AUS GLOBAL's regulatory licence status and supervisory authorisation?
In our imported dataset, AUS GLOBAL (legal entity reference: AUS Global MU Limited) holds 5 recorded licence entries, of which 3 carry a "regulated" status and 5 are marked regulated or registered: SCA (Securities and Commodities Authority) — licence 20200000207, status: registered, Tier-2; FSC (Financial Services Commission, Mauritius) — licence GB23201412, status: regulated, Offshore; ASIC (Australian Securities and Investments Commission) — licence 000427848, status: regulated, Tier-1; CyFO (FINANCIAL OMBUDSMAN OF THE REPUBLIC OF CYPRUS) — licence 350/17, status: regulated, Tier-2; FSCA (Financial Sector Conduct Authority) — licence 52171, status: registered, Tier-2. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official SCA, FSC, ASIC public register.
Which of AUS GLOBAL's jurisdictions and licences fall within this site's regulatory coverage?
AUS GLOBAL is registered at Suite 803,8 Floor,Hennessy Tower Pope Hennessy Street Port Louis , Mauritius and tracked under our institutions licensed in the united states and canada scope based on its institutional service profile (Cryptocurrencies, Precious metals, Stock indices, Forex, Stocks, Futures) rather than a domestic focus licence. Its 5 recorded licences (SCA, FSC, ASIC, CyFO, FSCA) should be evaluated for cross-border passporting and local solicitation rules.
What is AUS GLOBAL's institutional risk classification, enforcement exposure, and score profile?
AUS GLOBAL carries a "risk level not supplied" classification in the source dataset (composite numeric scores are not supplied for this record). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to AUS GLOBAL's platforms, entity structure, and complaints?
Before allocating capital or executing trades with AUS GLOBAL (listed execution software: AUS GLOBAL cTrader), institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to SCA.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from AlphaPulse Finance relevant to AUS GLOBAL's supervisory scope.
Central Bank Policy & Macro Rates
Federal Reserve Standing Repo Facility (SRF) Clearing Mechanics, TGA Rebuild Elasticity & SOFR-IORB Spread Dynamics (Q4 2026)
The Federal Reserve Standing Repo Facility (SRF) refers to the permanent overnight liquidity backstop administered by the Federal Reserve Bank of New York that caps secured U.S. dollar funding rates by lending cash against U.S. Treasury and Agency securities at the top of the FOMC target range [4.50%, Federal Reserve H.15 Release, October 2026]. As the U.S. Treasury General Account (TGA) rebuilds toward its $850 billion cash target [$850 billion, U.S. Treasury Quarterly Refunding Estimate, Q4 2026] and Overnight Reverse Repo (ON RRP) balances approach structural exhaustion at $142 billion [$142 billion, NY Fed Markets Desk Data, October 2026], commercial bank reserves bear 72% of incremental fiscal liquidity drain, driving episodic SOFR-IORB spread inversions on Treasury auction settlement dates.
Repo & Money Market Plumbing
FOMC 3.75%–4.00% Target Rate Corridor: Institutional Fixed-Income Desk Hedging & DV01 Playbook (3.88% EFFR Median Benchmark)
FOMC 3.75%–4.00% Target Rate Corridor (FOMC-CORRIDOR) stands at 3.88% (EFFR Median) (Source: Federal Reserve Board, 2026-10-20), governing SOFR futures strip alignment and duration-neutral curve steepener execution.
Central Bank Policy & Macro Rates
Secured Overnight Financing Rate (SOFR) Repo Benchmark: Institutional Fixed-Income Desk Hedging & DV01 Playbook (3.91% ACT/360 Rate Benchmark)
Secured Overnight Financing Rate (SOFR) Repo Benchmark (SOFR-OVERNIGHT) stands at 3.91% (ACT/360 Rate) (Source: Federal Reserve Bank of New York, 2026-10-20), governing SOFR futures strip alignment and duration-neutral c
U.S. Treasury Auctions & Liquidity
NY Fed Standing Repo Facility (SRF) Backstop: Institutional Fixed-Income Desk Hedging & DV01 Playbook (4.00% Ceiling Rate Benchmark)
NY Fed Standing Repo Facility (SRF) Backstop (SRF-FACILITY) stands at 4.00% (Ceiling Rate) (Source: NY Fed Open Market Desk, 2026-10-20), governing SOFR futures strip alignment and duration-neutral curve steepener execut