Institution record
AVA
AVA Trade EU Limited
- Source score
- —
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (institutions licensed in the united states and canada) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
CBITier-1 Central Bank of Ireland | C53877 | Regulated | AVA Trade EU Limited | 2009-07-09 | |
FSRATier-2 Financial Services Regulatory Authority, Abu Dhabi Global Market | 190018 | Regulated | Ava Trade Middle East Limited | 2020-02-06 | |
ASICTier-1 Australian Securities and Investments Commission | 000406684 | Regulated | AVA CAPITAL MARKETS AUSTRALIA PTY LTD | 2011-09-11 | |
FSCATier-2 Financial Sector Conduct Authority | 45984 | Regulated | AVA CAPITAL MARKETS (PTY) LTD | 2015-10-11 | |
FSATier-1 Financial Services Agency | 2010401081157 | Regulated | Ava Trade Japan K.K. | — |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing AVA against peer institutions in our institutions licensed in the united states and canada dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| AVA (this record) | CBIFSRAASIC+2 | 5 / 5 | Risk level not supplied | — | 0 |
| Okcoin | SECFinCENFINTRAC+3 | 3 / 6 | Risk level not supplied | — | 0 |
| CANADA | FINTRACFinCENASIC+8 | 3 / 11 | Risk level not supplied | — | 0 |
| eToro | FINRASECFCA+5 | 6 / 8 | Risk level not supplied | — | 0 |
| Doo Prime | FINRASECFCA+4 | 7 / 7 | Risk level not supplied | — | 1 |
| MUFG Bank | OCCFRSPRA+4 | 7 / 7 | Risk level not supplied | — | 0 |
AVA: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is AVA's regulatory licence status and supervisory authorisation?
In our imported dataset, AVA (legal entity reference: AVA Trade EU Limited) holds 5 recorded licence entries, of which 5 carry a "regulated" status and 5 are marked regulated or registered: CBI (Central Bank of Ireland) — licence C53877, status: regulated, Tier-1; FSRA (Financial Services Regulatory Authority, Abu Dhabi Global Market) — licence 190018, status: regulated, Tier-2; ASIC (Australian Securities and Investments Commission) — licence 000406684, status: regulated, Tier-1; FSCA (Financial Sector Conduct Authority) — licence 45984, status: regulated, Tier-2; FSA (Financial Services Agency) — licence 2010401081157, status: regulated, Tier-1. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official CBI, FSRA, ASIC public register.
Which of AVA's jurisdictions and licences fall within this site's regulatory coverage?
AVA is registered at Dockline, Mayor Street, Dublin 1, D01K8N7, Ireland and tracked under our institutions licensed in the united states and canada scope based on its institutional service profile (CFDs, Precious metals, Stock indices, Forex) rather than a domestic focus licence. Its 5 recorded licences (CBI, FSRA, ASIC, FSCA, FSA) should be evaluated for cross-border passporting and local solicitation rules.
What is AVA's institutional risk classification, enforcement exposure, and score profile?
AVA carries a "risk level not supplied" classification in the source dataset (composite numeric scores are not supplied for this record). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to AVA's platforms, entity structure, and complaints?
Before allocating capital or executing trades with AVA, institutional and retail allocators should: (1) confirm the domain (avafutures.com) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to CBI.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from AlphaPulse Finance relevant to AVA's supervisory scope.
Market Microstructure & Systematic Alpha
US & European Equity Market Microstructure in 2026: SEC Rule 605 Modernization, T+1 Settlement Liquidity Physics, and Systematic Execution Alpha
An empirical 2026 institutional research dossier examining SEC Rule 605 execution quality disclosures, DTCC NSCC T+1 margin reductions, tick-size regime shifts, and cross-venue systematic implementation shortfall across US NMS and European MiFID II dark/lit venues.
Central Bank Policy & Macro Rates
Federal Reserve Standing Repo Facility (SRF) Clearing Mechanics, TGA Rebuild Elasticity & SOFR-IORB Spread Dynamics (Q4 2026)
The Federal Reserve Standing Repo Facility (SRF) refers to the permanent overnight liquidity backstop administered by the Federal Reserve Bank of New York that caps secured U.S. dollar funding rates by lending cash against U.S. Treasury and Agency securities at the top of the FOMC target range [4.50%, Federal Reserve H.15 Release, October 2026]. As the U.S. Treasury General Account (TGA) rebuilds toward its $850 billion cash target [$850 billion, U.S. Treasury Quarterly Refunding Estimate, Q4 2026] and Overnight Reverse Repo (ON RRP) balances approach structural exhaustion at $142 billion [$142 billion, NY Fed Markets Desk Data, October 2026], commercial bank reserves bear 72% of incremental fiscal liquidity drain, driving episodic SOFR-IORB spread inversions on Treasury auction settlement dates.
market-insights
Federal Reserve and FDIC Publish Resolution Plan Feedback Letters for 15 Banking Organizations
Agencies publish resolution plan feedback letters for 15 banking organizations: Summary of the supplied material covering no source facts provided. Source details have not been independently verified.
market-insights
Federal Reserve Board finalizes changes to enhance the transparency and public accountability of its stress test and reduce volatility in its stress test-related capital requirements — AlphaPulse Finance Market Brief
Federal Reserve Board finalizes changes to enhance the transparency and public accountability of its stress test and reduce volatility in its stress test-related capital requirements: Summary of the supplied material covering SFC, FCA. Source details have not been independently verified.