Institution record
EC Markets
Ec Markets Limited
- Source score
- —
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (institutions licensed in the united states and canada) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
FMATier-1 Financial Markets Authority | 197465 | Regulated | EC MARKETS FINANCIAL LIMITED | 2015-01-20 | |
FSCOffshore Financial Services Commission, Mauritius | GB2100130 | Offshore | EC MARKETS LIMITED | 2022-06-20 | |
FSAOffshore Financial Services Authority Seychelles | SD009 | Offshore | EC Markets Limited | — | |
FCATier-1 Financial Conduct Authority (UK) | 571881 | Regulated | EC Markets Group Ltd | 2012-08-08 | |
ASICTier-1 Australian Securities and Investments Commission | 414198 | Regulated | EC MARKETS FINANCIAL LIMITED | 2012-02-17 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing EC Markets against peer institutions in our institutions licensed in the united states and canada dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| EC Markets (this record) | FMAFSCFSA+2 | 3 / 5 | Risk level not supplied | — | 0 |
| CANADA | FINTRACFinCENASIC+8 | 3 / 11 | Risk level not supplied | — | 0 |
| OKX | SECFinCENFSA+6 | 9 / 9 | Risk level not supplied | — | 1 |
| eToro | FINRASECFCA+5 | 6 / 8 | Risk level not supplied | — | 0 |
| Doo Prime | FINRASECFCA+4 | 7 / 7 | Risk level not supplied | — | 1 |
| MUFG Bank | OCCFRSPRA+4 | 7 / 7 | Risk level not supplied | — | 0 |
EC Markets: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is EC Markets's regulatory licence status and supervisory authorisation?
In our imported dataset, EC Markets (legal entity reference: Ec Markets Limited) holds 5 recorded licence entries, of which 3 carry a "regulated" status and 3 are marked regulated or registered: FMA (Financial Markets Authority) — licence 197465, status: regulated, Tier-1; FSC (Financial Services Commission, Mauritius) — licence GB2100130, status: offshore, Offshore; FSA (Financial Services Authority Seychelles) — licence SD009, status: offshore, Offshore; FCA (Financial Conduct Authority (UK)) — licence 571881, status: regulated, Tier-1; ASIC (Australian Securities and Investments Commission) — licence 414198, status: regulated, Tier-1. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official FMA, FSC, FSA public register.
Which of EC Markets's jurisdictions and licences fall within this site's regulatory coverage?
EC Markets is registered at 17th Floor, Heron Tower 110 Bishopsgate London, EC2N 4AY United Kingdom and tracked under our institutions licensed in the united states and canada scope based on its institutional service profile (Cryptocurrencies, Precious metals, Indices, Stocks, Futures, Commodities) rather than a domestic focus licence. Its 5 recorded licences (FMA, FSC, FSA, FCA, ASIC) should be evaluated for cross-border passporting and local solicitation rules.
What is EC Markets's institutional risk classification, enforcement exposure, and score profile?
EC Markets carries a "risk level not supplied" classification in the source dataset (composite numeric scores are not supplied for this record). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to EC Markets's platforms, entity structure, and complaints?
Before allocating capital or executing trades with EC Markets, institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to FMA.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from AlphaPulse Finance relevant to EC Markets's supervisory scope.
market-insights
Federal Reserve Board finalizes changes to enhance the transparency and public accountability of its stress test and reduce volatility in its stress test-related capital requirements — AlphaPulse Finance Market Brief
Federal Reserve Board finalizes changes to enhance the transparency and public accountability of its stress test and reduce volatility in its stress test-related capital requirements: Summary of the supplied material covering SFC, FCA. Source details have not been independently verified.
market-insights
Federal Reserve Board announces approval of application by Fleur Capital Corporation — AlphaPulse Finance Market Brief
Federal Reserve Board announces approval of application by Fleur Capital Corporation: Summary of the supplied material covering SFC, FCA. Source details have not been independently verified.
Repo & Money Market Plumbing
FOMC 3.75%–4.00% Target Rate Corridor: Institutional Fixed-Income Desk Hedging & DV01 Playbook (3.88% EFFR Median Benchmark)
FOMC 3.75%–4.00% Target Rate Corridor (FOMC-CORRIDOR) stands at 3.88% (EFFR Median) (Source: Federal Reserve Board, 2026-10-20), governing SOFR futures strip alignment and duration-neutral curve steepener execution.
Central Bank Policy & Macro Rates
Secured Overnight Financing Rate (SOFR) Repo Benchmark: Institutional Fixed-Income Desk Hedging & DV01 Playbook (3.91% ACT/360 Rate Benchmark)
Secured Overnight Financing Rate (SOFR) Repo Benchmark (SOFR-OVERNIGHT) stands at 3.91% (ACT/360 Rate) (Source: Federal Reserve Bank of New York, 2026-10-20), governing SOFR futures strip alignment and duration-neutral c