Institution record
Macquarie Bank
Macquarie Group Limited
- Source score
- —
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (institutions licensed in the united states and canada) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
APRATier-1 Australian Prudential Regulation Authority | Number pending check | Regulated | Macquarie Bank Limited | — | |
ASICTier-1 Australian Securities and Investments Commission | ACN 008 583 542 | Regulated | MACQUARIE BANK LIMITED | 1983-04-26 | |
ASICTier-1 Australian Securities and Investments Commission | 237502 | Regulated | Macquarie Bank Limited | 2010-12-24 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing Macquarie Bank against peer institutions in our institutions licensed in the united states and canada dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| Macquarie Bank (this record) | APRAASICASIC | 3 / 3 | Risk level not supplied | — | 0 |
| CANADA | FINTRACFinCENASIC+8 | 3 / 11 | Risk level not supplied | — | 0 |
| eToro | FINRASECFCA+5 | 6 / 8 | Risk level not supplied | — | 0 |
| Doo Prime | FINRASECFCA+4 | 7 / 7 | Risk level not supplied | — | 1 |
| OANDA | IIROCNFAASIC+3 | 6 / 6 | Risk level not supplied | — | 0 |
| StoneX | SECNFAMAS+2 | 5 / 5 | Risk level not supplied | — | 0 |
Macquarie Bank: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is Macquarie Bank's regulatory licence status and supervisory authorisation?
In our imported dataset, Macquarie Bank (legal entity reference: Macquarie Group Limited) holds 3 recorded licence entries, of which 3 carry a "regulated" status and 3 are marked regulated or registered: APRA (Australian Prudential Regulation Authority) — licence Number pending check, status: regulated, Tier-1; ASIC (Australian Securities and Investments Commission) — licence ACN 008 583 542, status: regulated, Tier-1; ASIC (Australian Securities and Investments Commission) — licence 237502, status: regulated, Tier-1. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official APRA, ASIC public register.
Which of Macquarie Bank's jurisdictions and licences fall within this site's regulatory coverage?
Macquarie Bank is tracked under our institutions licensed in the united states and canada coverage scope based on its institutional service profile (Asset management, Investment, Banking, Financial services) rather than a domestic focus licence. Its 3 recorded licences (APRA, ASIC) should be evaluated for cross-border passporting and local solicitation rules.
What is Macquarie Bank's institutional risk classification, enforcement exposure, and score profile?
Macquarie Bank carries a "risk level not supplied" classification in the source dataset (composite numeric scores are not supplied for this record). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to Macquarie Bank's platforms, entity structure, and complaints?
Before allocating capital or executing trades with Macquarie Bank, institutional and retail allocators should: (1) confirm the domain (macquarie.com.au) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to APRA.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from AlphaPulse Finance relevant to Macquarie Bank's supervisory scope.
market-insights
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Federal Reserve Board announces it will extend, until November 4, the comment period on its proposal to modernize Regulation O: Summary of the supplied material covering no source facts provided. Source details have not been independently verified.