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AlphaPulse Finance

Institution record

Robinhood

Robinhood Markets, Inc.

Risk level not supplied9 of 9 licences marked regulated
Source score
—
Warnings
0
Comments
0

Licence records

Licences within our coverage (institutions licensed in the united states and canada) are listed first. Check each one on the regulator's own register.

RegulatorLicence no.StatusLicensed entityDate
SIPC
In our coverage
Securities Investor Protection Corporation (U.S.)
Number pending checkRegulatedRobinhood—Register ↗
SEC
In our coverage
U.S. Securities and Exchange Commission
1702840RegulatedRobinhood Crypto, LLC——
NYSDFS
In our coverage
New York State Department of Financial Services
Number pending checkRegulatedRobinhood2020-10Register ↗
SEC
In our coverage
U.S. Securities and Exchange Commission
1990968RegulatedRobinhood Money, LLC—Register ↗
SEC
In our coverage
U.S. Securities and Exchange Commission
0001561014RegulatedRobinhood—Register ↗
FINRA
In our coverage
Financial Industry Regulatory Authority
165998RegulatedROBINHOOD MARKETS, INC2012-8-24—
NFA
In our coverage
National Futures Association
0424278RegulatedROBINHOOD DERIVATIVES LLC——
OAM
Organismo Agenti e Mediatori
PSV153RegulatedROBINHOOD EUROPE, UAB11/03/2024—
Gov
Tax Administration Chamber in Katowice (Poland)
RDWW-1076RegulatedROBINHOOD EUROPE, UAB18.12.2023—

Robinhood: common questions

Which of Robinhood's licences fall within our coverage?

Our coverage here is institutions licensed in the united states and canada. 7 of Robinhood's 9 licence records fall within it: SIPC (Securities Investor Protection Corporation (U.S.)), licence Number pending check, regulated; SEC (U.S. Securities and Exchange Commission), licence 1702840, regulated; NYSDFS (New York State Department of Financial Services), licence Number pending check, regulated; SEC (U.S. Securities and Exchange Commission), licence 1990968, regulated; SEC (U.S. Securities and Exchange Commission), licence 0001561014, regulated; FINRA (Financial Industry Regulatory Authority), licence 165998, regulated; NFA (National Futures Association), licence 0424278, regulated.

Is Robinhood regulated?

Our imported dataset lists 9 licence records for Robinhood, of which 9 carry a "regulated" status in the source: SIPC (licence Number pending check, status: regulated); SEC (licence 1702840, status: regulated); NYSDFS (licence Number pending check, status: regulated); SEC (licence 1990968, status: regulated); SEC (licence 0001561014, status: regulated); FINRA (licence 165998, status: regulated); NFA (licence 0424278, status: regulated); OAM (licence PSV153, status: regulated); Gov (licence RDWW-1076, status: regulated). These are source fields, not our own verification — always confirm on the regulator's public register before opening an account.

How is Robinhood rated?

The source dataset does not provide scores for Robinhood. Its source risk classification is "risk level not supplied".

Which trading platforms does Robinhood offer, and are there complaints?

The source does not list trading platforms. It also records 0 warning or complaint entries and 0 user comments. These are imported counts, not feedback received by this site.

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Robinhood — Regulation & Licence Records | AlphaPulse Finance