Institution record
Royal
- Source score
- —
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (institutions licensed in the united states and canada) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
VFSCOffshore Vanuatu Financial Services Commission | 700284 | Regulated | ROYAL CM LIMITED | 2022-10-16 | |
ASICTier-1 Australian Securities and Investments Commission | 420268 | Regulated | ROYAL FINANCIAL TRADING PTY LTD | 2012-06-22 | |
SVGOffshore Financial Services Authority | 149 LLC 2019 | Registered | Royal ETP LLC | — | |
CYSECTier-2 Cyprus Securities and Exchange Commission | 312/16 | Regulated | — | 2016-08-10 | |
CMATier-3 Capital Markets Authority | 15 | Regulated | Royal Financials SAL | — |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing Royal against peer institutions in our institutions licensed in the united states and canada dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| Royal (this record) | VFSCASICSVG+2 | 4 / 5 | Risk level not supplied | — | 0 |
| CANADA | FINTRACFinCENASIC+8 | 3 / 11 | Risk level not supplied | — | 0 |
| eToro | FINRASECFCA+5 | 6 / 8 | Risk level not supplied | — | 0 |
| Doo Prime | FINRASECFCA+4 | 7 / 7 | Risk level not supplied | — | 1 |
| OANDA | IIROCNFAASIC+3 | 6 / 6 | Risk level not supplied | — | 0 |
| StoneX | SECNFAMAS+2 | 5 / 5 | Risk level not supplied | — | 0 |
Royal: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is Royal's regulatory licence status and supervisory authorisation?
In our imported dataset, Royal (legal entity reference: Royal) holds 5 recorded licence entries, of which 4 carry a "regulated" status and 5 are marked regulated or registered: VFSC (Vanuatu Financial Services Commission) — licence 700284, status: regulated, Offshore; ASIC (Australian Securities and Investments Commission) — licence 420268, status: regulated, Tier-1; SVG (Financial Services Authority) — licence 149 LLC 2019, status: registered, Offshore; CYSEC (Cyprus Securities and Exchange Commission) — licence 312/16, status: regulated, Tier-2; CMA (Capital Markets Authority) — licence 15, status: regulated, Tier-3. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official VFSC, ASIC, SVG public register.
Which of Royal's jurisdictions and licences fall within this site's regulatory coverage?
Royal is registered at Suite 1502,Level15, 60 Margaret St,SydneyNSW2000 and tracked under our institutions licensed in the united states and canada scope based on its institutional service profile (Cryptocurrencies, Precious metals, Stock indices, Forex, Stocks, Futures) rather than a domestic focus licence. Its 5 recorded licences (VFSC, ASIC, SVG, CYSEC, CMA) should be evaluated for cross-border passporting and local solicitation rules.
What is Royal's institutional risk classification, enforcement exposure, and score profile?
Royal carries a "risk level not supplied" classification in the source dataset (composite numeric scores are not supplied for this record). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to Royal's platforms, entity structure, and complaints?
Before allocating capital or executing trades with Royal, institutional and retail allocators should: (1) confirm the domain (oneroyal.com) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to VFSC.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from AlphaPulse Finance relevant to Royal's supervisory scope.
Repo & Money Market Plumbing
FOMC 3.75%–4.00% Target Rate Corridor: Institutional Fixed-Income Desk Hedging & DV01 Playbook (3.88% EFFR Median Benchmark)
FOMC 3.75%–4.00% Target Rate Corridor (FOMC-CORRIDOR) stands at 3.88% (EFFR Median) (Source: Federal Reserve Board, 2026-10-20), governing SOFR futures strip alignment and duration-neutral curve steepener execution.
Central Bank Policy & Macro Rates
Secured Overnight Financing Rate (SOFR) Repo Benchmark: Institutional Fixed-Income Desk Hedging & DV01 Playbook (3.91% ACT/360 Rate Benchmark)
Secured Overnight Financing Rate (SOFR) Repo Benchmark (SOFR-OVERNIGHT) stands at 3.91% (ACT/360 Rate) (Source: Federal Reserve Bank of New York, 2026-10-20), governing SOFR futures strip alignment and duration-neutral c
U.S. Treasury Auctions & Liquidity
NY Fed Standing Repo Facility (SRF) Backstop: Institutional Fixed-Income Desk Hedging & DV01 Playbook (4.00% Ceiling Rate Benchmark)
NY Fed Standing Repo Facility (SRF) Backstop (SRF-FACILITY) stands at 4.00% (Ceiling Rate) (Source: NY Fed Open Market Desk, 2026-10-20), governing SOFR futures strip alignment and duration-neutral curve steepener execut
Inflation & Real Yield Analytics
Overnight Reverse Repurchase Agreement (ON RRP) Facility: Institutional Fixed-Income Desk Hedging & DV01 Playbook ($88.5B Daily Balance Benchmark)
Overnight Reverse Repurchase Agreement (ON RRP) Facility (ON-RRP-BUFFER) stands at $88.5B (Daily Balance) (Source: Federal Reserve H.4.1, 2026-10-20), governing SOFR futures strip alignment and duration-neutral curve ste