Saxo

In our imported dataset, Saxo (legal entity reference: Saxo Bank A/S) holds 8 recorded licence entries, of which 8 carry a "regulated" status and 8 are marked regulated or registered: FCA (Financial Conduct Authority) — licence 551422, status: regulated, Tier-1; DKFSA (Danish Financial Supervisory Authority) — licence Number pending check, status: regulated, Tier-1; FINMA (Swiss Financial Market Supervisory Authority) — licence Number pending check, status: regulated, Tier-1; MAS (Monetary Authority of Singapore) — licence Not supplied, status: regulated, Tier-1; ASIC (Australian Securities and Investments Commission) — licence 280372, status: regulated, Tier-1; CONSOB (Commissione Nazionale per le Società e la Borsa) — licence 296, status: regulated, Tier-1; AMF (Autorité des marchés financiers) — licence 71081, status: regulated, Tier-1; FSA (Financial Services Agency) — licence Kanto Local Finance Bureau (FIBO) No. 239, status: regulated, Tier-1. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official FCA, DKFSA, FINMA public register.

Saxo is registered at 19th Floor Shanghai Commercial Bank Tower 12 Queen’s Road Central Hong Kong and tracked under our institutions licensed in the united states and canada scope based on its institutional service profile (CFDs, Forex, Stocks, Futures, Options, Bonds) rather than a domestic focus licence. Its 8 recorded licences (FCA, DKFSA, FINMA, MAS, ASIC, CONSOB, AMF, FSA) should be evaluated for cross-border passporting and local solicitation rules.

Saxo carries a "risk level not supplied" classification in the source dataset (composite numeric scores are not supplied for this record). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.

Before allocating capital or executing trades with Saxo (listed execution software: SaxoTraderGO), institutional and retail allocators should: (1) confirm the domain (home.saxo/en-gb) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to FCA.