Institution record
Tickmill
Tickmill UK Limited
- Source score
- —
- Warnings
- 1
- Comments
- 0
Licence records
Licences within our coverage (institutions licensed in the united states and canada) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
FSAOffshore Financial Services Authority Seychelles | SD008 | Regulated | Tickmill Ltd | — | |
FCATier-1 Financial Conduct Authority | 717270 | Regulated | Tickmill UK LTD | 2016-07-29 | |
FSCATier-2 Financial Sector Conduct Authority | 49464 | Regulated | TICKMILL SOUTH AFRICA (PTY) LTD | 2019-10-09 | |
CYSECTier-2 Cyprus Securities and Exchange Commission | 278/15 | Regulated | Tickmill Europe Ltd | 2015-08-05 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing Tickmill against peer institutions in our institutions licensed in the united states and canada dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| Tickmill (this record) | FSAFCAFSCA+1 | 4 / 4 | Risk level not supplied | — | 1 |
| CANADA | FINTRACFinCENASIC+8 | 3 / 11 | Risk level not supplied | — | 0 |
| OKX | SECFinCENFSA+6 | 9 / 9 | Risk level not supplied | — | 1 |
| eToro | FINRASECFCA+5 | 6 / 8 | Risk level not supplied | — | 0 |
| Doo Prime | FINRASECFCA+4 | 7 / 7 | Risk level not supplied | — | 1 |
| OANDA | IIROCNFAASIC+3 | 6 / 6 | Risk level not supplied | — | 0 |
Tickmill: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is Tickmill's regulatory licence status and supervisory authorisation?
In our imported dataset, Tickmill (legal entity reference: Tickmill UK Limited) holds 4 recorded licence entries, of which 4 carry a "regulated" status and 4 are marked regulated or registered: FSA (Financial Services Authority Seychelles) — licence SD008, status: regulated, Offshore; FCA (Financial Conduct Authority) — licence 717270, status: regulated, Tier-1; FSCA (Financial Sector Conduct Authority) — licence 49464, status: regulated, Tier-2; CYSEC (Cyprus Securities and Exchange Commission) — licence 278/15, status: regulated, Tier-2. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official FSA, FCA, FSCA public register.
Which of Tickmill's jurisdictions and licences fall within this site's regulatory coverage?
Tickmill is registered at 3rd Floor, 27 - 32 Old Jewry, London EC2R 8DQ, England and tracked under our institutions licensed in the united states and canada scope based on its institutional service profile (Precious metals, Indices, Forex, Stocks) rather than a domestic focus licence. Its 4 recorded licences (FSA, FCA, FSCA, CYSEC) should be evaluated for cross-border passporting and local solicitation rules.
What is Tickmill's institutional risk classification, enforcement exposure, and score profile?
Tickmill carries a "risk level not supplied" classification in the source dataset (composite numeric scores are not supplied for this record). The record flags 1 regulatory warning or complaint count. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to Tickmill's platforms, entity structure, and complaints?
Before allocating capital or executing trades with Tickmill, institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 1 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to FSA.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from AlphaPulse Finance relevant to Tickmill's supervisory scope.
market-insights
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market-insights
Federal Reserve Board issues enforcement action with Ontario Bancorporation, Inc. — AlphaPulse Finance Market Brief
Federal Reserve Board issues enforcement action with Ontario Bancorporation, Inc.: Summary of the supplied material covering no source facts provided. Source details have not been independently verified.