Institution directory
Licence records by institution
Look up a broker or financial institution and see every licence record we hold for it: the regulator, the licence number and the status reported by the source.
Coverage: Institutions licensed in the United States and Canada
- Institutions35 regulators
- 139
- Licences marked regulated
- 358
- Offshore or exceeded scope
- 34
- Clone or revoked flags
- 7
122 matching institutions
101–122 of 122
| Institution | Licences on record | Warnings |
|---|---|---|
| Fidelity | FINRARegulated | 0 |
| FireflyEX | FinCENRegulated | 0 |
| Firstrade irstrade Securities In | FINRARegulated | 0 |
| FNB Corporation | OCCRegulated | 0 |
| FuwaFX Fuwa FX Limited | FinCENRegulated | 0 |
| GAIN GAIN Capital | FINRARegulated | 0 |
| KCEX KCEX US LIMITED | FinCENRegulated | 0 |
| M1 M1 FINANCE LLC | FINRARegulated | 0 |
| National Bank National Bank of Canada | OSFIRegulated | 0 |
| NDAX NDAX CANADA INC. | FINTRACRegulated | 0 |
| NETCOINS NETCOINS INC. | FINTRACExpired | 0 |
| Phemex | FinCENExceeded scope | 0 |
| SHAKEPAY SHAKEPAY INC | FINTRACExpired | 0 |
| Sofi Sofi Digital Assets, LLC | FinCENExceeded scope | 0 |
| Stripe Stripe Payments Company | NYSDFSRegulated | 0 |
| TD Amertriade | FINRARegulated | 0 |
| TD BANK Toronto-Dominion Bank | OSFIRegulated | 0 |
| Thinkorswim | FINRARegulated | 0 |
| Toobit | FinCENExceeded scope | 0 |
| Transak Transak USA LLC | FinCENRegulated | 0 |
| Wealthfront | FINRARegulated | 0 |
| YESBIT YESBIT TECHNOLOGY LTD. | FINTRACRegulated | 0 |
Records come from an imported dataset and have not been checked one-by-one against official registers. Status and scores reflect source fields, not our own findings or a recommendation.