Institution record
M1
M1 FINANCE LLC
- Source score
- —
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (institutions licensed in the united states and canada) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
FINRA In our coverage Financial Industry Regulatory Authority | 281242/SEC#: 8-69670 | Regulated | M1 FINANCE LLC | 2016-03-25 | Register ↗ |
M1: common questions
Which of M1's licences fall within our coverage?
Our coverage here is institutions licensed in the united states and canada. 1 of M1's 1 licence records fall within it: FINRA (Financial Industry Regulatory Authority), licence 281242/SEC#: 8-69670, regulated.
Is M1 regulated?
Our imported dataset lists 1 licence record for M1, of which 1 carries a "regulated" status in the source: FINRA (licence 281242/SEC#: 8-69670, status: regulated). These are source fields, not our own verification — always confirm on the regulator's public register before opening an account.
How is M1 rated?
The source dataset does not provide scores for M1. Its source risk classification is "risk level not supplied".
Which trading platforms does M1 offer, and are there complaints?
The source lists M1: Invest & Bank Smarter. It also records 0 warning or complaint entries and 0 user comments. These are imported counts, not feedback received by this site.