Institution record
Erste Group
Erste Group Bank AG
- Source score
- —
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (institutions licensed in the united states and canada) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
ECBTier-1 European Central Bank | Number pending check | Regulated | Erste Group Bank AG | 2008 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing Erste Group against peer institutions in our institutions licensed in the united states and canada dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| Erste Group (this record) | ECB | 1 / 1 | Risk level not supplied | — | 0 |
| Deutsche Bank AG | FRSECBBaFin+1 | 4 / 4 | Risk level not supplied | — | 0 |
| Robinhood | FINRASECSEC+6 | 9 / 9 | Risk level not supplied | — | 0 |
| Okcoin | SECFinCENFINTRAC+3 | 3 / 6 | Risk level not supplied | — | 0 |
| OKCoin Japan | SECFinCENFINTRAC+2 | 2 / 5 | Risk level not supplied | — | 0 |
| Farmers | VBFIFDICSEC+1 | 4 / 4 | Risk level not supplied | — | 0 |
Erste Group: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is Erste Group's regulatory licence status and supervisory authorisation?
In our imported dataset, Erste Group (legal entity reference: Erste Group Bank AG) holds 1 recorded licence entry, of which 1 carries a "regulated" status and 1 are marked regulated or registered: ECB (European Central Bank) — licence Number pending check, status: regulated, Tier-1. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official ECB public register.
Which of Erste Group's jurisdictions and licences fall within this site's regulatory coverage?
Erste Group is registered at Am Belvedere 1 and tracked under our institutions licensed in the united states and canada scope based on its institutional service profile (Asset management, Investment, Banking, Financial services) rather than a domestic focus licence. Its 1 recorded licence (ECB) should be evaluated for cross-border passporting and local solicitation rules.
What is Erste Group's institutional risk classification, enforcement exposure, and score profile?
Erste Group carries a "risk level not supplied" classification in the source dataset (composite numeric scores are not supplied for this record). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to Erste Group's platforms, entity structure, and complaints?
Before allocating capital or executing trades with Erste Group, institutional and retail allocators should: (1) confirm the domain (erstegroup.com/de/home) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to ECB.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from AlphaPulse Finance relevant to Erste Group's supervisory scope.
market-insights
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Federal Reserve Board finalizes changes to enhance the transparency and public accountability of its stress test and reduce volatility in its stress test-related capital requirements: Summary of the supplied material covering SFC, FCA. Source details have not been independently verified.
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Federal Reserve Board issues enforcement action with Ontario Bancorporation, Inc. — AlphaPulse Finance Market Brief
Federal Reserve Board issues enforcement action with Ontario Bancorporation, Inc.: Summary of the supplied material covering no source facts provided. Source details have not been independently verified.
market-insights
Fed Extends Regulation O Comment Period to November 4 Amid Modernization Push
Federal Reserve Board announces it will extend, until November 4, the comment period on its proposal to modernize Regulation O: Summary of the supplied material covering no source facts provided. Source details have not been independently verified.