Institution directory
Licence records by institution
Look up a broker or financial institution and see every licence record we hold for it: the regulator, the licence number and the status reported by the source.
Coverage: Institutions licensed in the United States and Canada
- Institutions35 regulators
- 139
- Licences marked regulated
- 358
- Offshore or exceeded scope
- 34
- Clone or revoked flags
- 7
16 matching institutions
1–16 of 16
| Institution | Licences on record | Warnings |
|---|---|---|
| Robinhood Robinhood Markets, Inc. | SIPCRegulatedSECRegulatedNYSDFSRegulated+6 more | 0 |
| TradeZero TradeZero International | IIROCRegulatedFINRARegulatedSECRegulated+1 more | 0 |
| eToro eToro (UK) Ltd | SECRegisteredFINRARegisteredCyFORegulated+5 more | 0 |
| Doo Prime | FINRARegulatedSECRegulatedASICRegulated+4 more | 1 |
| Eddid Financial Eddid Financial Holdings Limited | FINRARegisteredSECRegisteredSFCRegulated+1 more | 0 |
| XTX XTX Markets Limited | SECRegulatedFINRARegulatedFCARegulated+1 more | 0 |
| Tiger Brokers UP Fintech Holding Ltd | FINRARegulatedMASRegulatedSFCRegulated+1 more | 0 |
| Ally Invest | FINRARegulated | 0 |
| E*TRADE | FINRARegistered | 0 |
| Fidelity | FINRARegulated | 0 |
| Firstrade irstrade Securities In | FINRARegulated | 0 |
| GAIN GAIN Capital | FINRARegulated | 0 |
| M1 M1 FINANCE LLC | FINRARegulated | 0 |
| TD Amertriade | FINRARegulated | 0 |
| Thinkorswim | FINRARegulated | 0 |
| Wealthfront | FINRARegulated | 0 |
Records come from an imported dataset and have not been checked one-by-one against official registers. Status and scores reflect source fields, not our own findings or a recommendation.