Institution record
Tiger Brokers
UP Fintech Holding Ltd
- Source score
- 6.8
- Source exposures
- 0
- Comments
- 0
Licence records
Licences within our coverage (selected institution records: united states and canada) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
In our coverage Financial Industry Regulatory Authority | 18483 | Regulated | TRADEUP SECURITIES, INC. | — | |
Australian Securities and Investments Commission | 007268386 | Regulated | TIGER BROKERS (AU) PTY LIMITED | 1989-6-30 | |
Monetary Authority of Singapore | Not supplied | Regulated | TIGER BROKERS (SINGAPORE) PTE. LTD | — | |
Securities and Futures Commission | BMU940 | Regulated | Tiger Brokers (HK) Global Limited | 2018-7-11 |
Peer source record comparison
Compare imported fields for Tiger Brokers and other records in our selected institution records: united states and canada dataset. These are not independent audit findings.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Source exposures |
|---|---|---|---|---|---|
| Tiger Brokers (this record) | FINRAASICMAS+1 | 4 / 4 | Risk level not supplied | 6.8 | 0 |
U.S. Securities and Exchange Commission (SEC)FINRAMAS+1 | 2 / 4 | Risk level not supplied | 7.0 | 0 | |
FINRAJFSCFinancial Conduct Authority+1 | 4 / 4 | Risk level not supplied | 5.0 | 0 | |
FINRA | 1 / 1 | Risk level not supplied | 5.0 | 0 | |
FINRA | 1 / 1 | Risk level not supplied | 2.6 | 0 | |
FINRA | 1 / 1 | Risk level not supplied | 2.0 | 0 |
Tiger Brokers: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is Tiger Brokers's regulatory licence status and supervisory authorisation?
The imported dataset contains 4 licence entries associated with Tiger Brokers (legal entity reference: UP Fintech Holding Ltd); 4 are labelled "regulated" and 4 are labelled regulated or registered: FINRA (Financial Industry Regulatory Authority) — licence 18483, status: regulated; ASIC (Australian Securities and Investments Commission) — licence 007268386, status: regulated; MAS (Monetary Authority of Singapore) — licence Not supplied, status: regulated; SFC (Securities and Futures Commission) — licence BMU940, status: regulated. These fields are not independent confirmation of current authorisation. Check the exact contracting entity and registration number on the official FINRA, ASIC, MAS public register.
Which of Tiger Brokers's jurisdictions and licences fall within this site's regulatory coverage?
This directory focuses on selected institution records: united states and canada. 1 of Tiger Brokers's 4 licence records fall directly within this jurisdictional mandate: FINRA (licence 18483, regulated, entity: TRADEUP SECURITIES, INC.). Always confirm whether client money segregation and statutory investor compensation schemes apply to the specific subsidiary onboarding your account.
What is Tiger Brokers's institutional risk classification, enforcement exposure, and score profile?
Tiger Brokers carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 6.8, risk & licensing: 6.4, brand: 7.2, market influence: 7.0, user reputation: 0.0). The imported source lists 0 exposure entries. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to Tiger Brokers's platforms, entity structure, and complaints?
Before allocating capital or executing trades with Tiger Brokers, institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 source exposure entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to FINRA.