Institution record
Uphold wallet
- Source score
- 2.0
- Source exposures
- 0
- Comments
- 0
Licence records
Licences within our coverage (selected institution records: united states and canada) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
In our coverage The Manitoba Securities Commission | Not supplied | Regulated | Uphold Inc. | 2023‐03‐27 | |
In our coverage Financial Crimes Enforcement Network (FinCEN) | 12‐1269875 | Regulated | Uphold HQ Inc. | — | |
Financial Conduct Authority | 09281410 | Regulated | Uphold Europe Limited | — | |
Financial Crime Investigation Service of Lithuania (FNTT / FCIS) | 305967101 | Regulated | Uphold Lithuania UAB | 2023 |
Peer source record comparison
Compare imported fields for Uphold wallet and other records in our selected institution records: united states and canada dataset. These are not independent audit findings.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Source exposures |
|---|---|---|---|---|---|
| Uphold wallet (this record) | MSCFinancial Crimes Enforcement Network (FinCEN)Financial Conduct Authority+1 | 4 / 4 | Risk level not supplied | 2.0 | 0 |
SECFinancial Crimes Enforcement Network (FinCEN) | 1 / 2 | Risk level not supplied | 5.0 | 0 | |
Financial Crimes Enforcement Network (FinCEN)Financial Transactions and Reports Analysis Centre of Canada (FINTRAC) | 2 / 2 | Risk level not supplied | 2.0 | 0 | |
Financial Crimes Enforcement Network (FinCEN) | 1 / 1 | Risk level not supplied | 7.0 | 0 | |
Financial Crimes Enforcement Network (FinCEN)Financial Conduct Authority (UK FCA)MFSA | 3 / 3 | Risk level not supplied | 6.0 | 0 | |
Financial Crimes Enforcement Network (FinCEN)ASIC | 2 / 2 | Risk level not supplied | 5.0 | 0 |
Uphold wallet: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is Uphold wallet's regulatory licence status and supervisory authorisation?
The imported dataset contains 4 licence entries associated with Uphold wallet (legal entity reference: Uphold wallet); 4 are labelled "regulated" and 4 are labelled regulated or registered: MSC (The Manitoba Securities Commission) — licence Not supplied, status: regulated; Financial Crimes Enforcement Network (FinCEN) — licence 12‐1269875, status: regulated; Financial Conduct Authority — licence 09281410, status: regulated; Financial Crime Investigation Service of Lithuania (FNTT / FCIS) — licence 305967101, status: regulated. These fields are not independent confirmation of current authorisation. Check the exact contracting entity and registration number on the official MSC, Financial Crimes Enforcement Network (FinCEN), Financial Conduct Authority public register.
Which of Uphold wallet's jurisdictions and licences fall within this site's regulatory coverage?
This directory focuses on selected institution records: united states and canada. 2 of Uphold wallet's 4 licence records fall directly within this jurisdictional mandate: MSC (licence Not supplied, regulated, entity: Uphold Inc.); Financial Crimes Enforcement Network (FinCEN) (licence 12‐1269875, regulated, entity: Uphold HQ Inc.). Always confirm whether client money segregation and statutory investor compensation schemes apply to the specific subsidiary onboarding your account.
What is Uphold wallet's institutional risk classification, enforcement exposure, and score profile?
Uphold wallet carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 2.0, risk & licensing: 2.0, brand: 2.0, market influence: 2.0, user reputation: 0.0). The imported source lists 0 exposure entries. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to Uphold wallet's platforms, entity structure, and complaints?
Before allocating capital or executing trades with Uphold wallet, institutional and retail allocators should: (1) confirm the domain (uphold.com) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 source exposure entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to MSC.