1v1 Institutional Counterparty Comparison
4170 Trading vs Cantor: Regulation, 6D Ratings & Safety Audit
Deterministic head-to-head benchmarking of 4170 Trading (4170 Trading, LLC) and Cantor (Cantor Fitzgerald) across primary regulatory filings, statutory Tier-1 authorisations, 6-Dimension compliance scores, execution software, and warning exposure.
Coverage: Selected institution records: United States and Canada
- 4170 Trading 6D Score
- 4.0
- Cantor 6D Score
- 5.0
- Regulated Licences
- 0 vs 1
- Warning Flags
- 0 vs 0
Cantor outranks 4170 Trading by +1.0 pts in composite 6D scoring (5.0 vs 4.0)
On supervisory breadth, 4170 Trading holds 0 active regulated licence(s) (0 Tier-1) out of 0 total filings and 0 warning count(s), whereas Cantor holds 1 active regulated licence(s) (0 Tier-1) out of 1 total filings and 0 warning count(s). Allocators should inspect the individual licence numbers and contracting legal entities below before onboarding.
6-Dimension Quantitative Scorecard Comparison
Head-to-head breakdown across all 6 proprietary evaluation dimensions (0.0–10.0 scale).
| Evaluation Dimension | Methodology Weight | 4170 Trading | Cantor | Score Delta | Dimension Leader |
|---|---|---|---|---|---|
| Overall Composite 6D Score | 100% Composite | 4.0 | 5.0 | +1.0 | Cantor |
| Regulatory & Licensing Integrity (riskScore) | 30% Weight | 4.0 | 5.0 | +1.0 | Cantor |
| Execution & Software Infrastructure (industryScore) | 20% Weight | 2.0 | 1.0 | +1.0 | 4170 Trading |
| User Reputation & Complaint Telemetry (userScore) | 20% Weight | 0.0 | 0.0 | 0.0 | Statistical Tie |
| Institutional Brand Longevity (brandScore) | 15% Weight | 4.0 | 5.0 | +1.0 | Cantor |
| Global Market Influence & Footprint (influenceScore) | 15% Weight | 4.0 | 5.0 | +1.0 | Cantor |
Visual Architecture Benchmark: 4170 Trading vs Cantor
Vector comparison exhibit generated from live supervisory snapshot metrics.
Regulatory Standing, Entity & Platform Comparison
Structural comparison of supervisory authorisations, domicile, execution terminals, and risk telemetry.
| Audit Attribute | 4170 Trading | Cantor |
|---|---|---|
| Primary Legal Name | 4170 Trading, LLC | Cantor Fitzgerald |
| Source Risk Classification | Risk level not supplied | Risk level not supplied |
| Active Regulated / Total Filings | 0 regulated / 0 total (0 Tier-1) | 1 regulated / 1 total (0 Tier-1) |
| Recorded Certificate Numbers | None on file | |
| Registered Domicile / Address | c/o National Registered Agents, Inc., 1209 Orange Street, Wilmington, DE 19801, USA | 110 EAST 59TH STREET, 4TH FLOOR NEW YORK, NY 10022 UNITED STATES |
| Offered Asset Classes & Services | Multi-asset financial services | Equities, Fixed Income, ETFs, Currencies |
| Execution Software & Terminals | Proprietary / Web Platform | Proprietary / Web Platform |
| Supported Client Languages | English | English |
| Warning / Exposure Count | 0 recorded warning(s) | 0 recorded warning(s) |
| Specialized Sub-Page Audits |
Related 1v1 Institutional Comparisons
Compare 4170 Trading and Cantor against other regulated peers in our selected institution records: united states and canada slice.
Frequently Asked Questions: 4170 Trading vs Cantor
Deterministic counterparty comparison answers derived from supervisory records.
Which institution has stronger regulatory oversight: 4170 Trading or Cantor?
Cantor holds more active regulated filings (1 vs 0). Specifically, 4170 Trading maintains 0 total recorded filing(s) (none on file) with 0 warning flag(s), whereas Cantor maintains 1 recorded filing(s) (U.S. Securities and Exchange Commission (SEC)) with 0 warning flag(s). Always confirm the specific subsidiary onboarding your account on the official regulator register.
How do the 6D quantitative compliance scores compare between 4170 Trading and Cantor?
In AlphaPulse Finance's 6-Dimension scoring matrix (0.0–10.0 scale), 4170 Trading records an Overall Score of 4.0 (Risk & Licensing: 4.0, Brand: 4.0, Market Influence: 4.0, User Reputation: 0.0, Execution & Software: 2.0), compared with Cantor at 5.0 Overall (Risk & Licensing: 5.0, Brand: 5.0, Market Influence: 5.0, User Reputation: 0.0, Execution & Software: 1.0).
How do 4170 Trading and Cantor differ in trading platforms and asset classes?
4170 Trading lists general financial services with execution software [proprietary/web execution], while Cantor lists Equities, Fixed Income, ETFs, Currencies with execution software [proprietary/web execution]. Counterparties should verify FIX/API connectivity, server routing topology, and negative balance protection per entity.
Which counterparty carries lower regulatory warning and complaint exposure: 4170 Trading or Cantor?
4170 Trading carries a "Risk level not supplied" classification with 0 warning/exposure count(s) and 0 user comment(s), while Cantor carries a "Risk level not supplied" classification with 0 warning/exposure count(s) and 0 user comment(s).
Structured against supervisory register snapshots and public regulatory filings. Verify your contracting legal entity and current authorisation status directly on the issuing regulator’s official register before transacting.