Centro Temático Principal · 1 Informes Publicados

Regulatory Benchmarks

Regulatory Benchmarks research topics and source records from AlphaPulse Finance. Comprehensive 2026 empirical benchmark covering 48 institutions and 36 competent authorities tracked by AlphaPulse Finance, detailing 6D compliance scores, contracting legal entities, and direct register verification.

Conclusiones Clave Institucionales — Regulatory Benchmarks

AlphaPulse Finance tracks 48 institutions and 36 supervisory authorities across North American Multi-Asset & Capital Markets, with sampled constituents averaging 4.08/10 on the 6D Compliance Index.
Top-ranked benchmark constituents (led by DollarTon at 9.4/10) maintain verifiable primary filings and clean enforcement records.
The 6D Quantitative Model weights Licence Standing (30%) and Risk Telemetry (25%) at 55% combined, applying immediate hard caps whenever an official regulator warning is recorded.
Counterparties must verify the exact contracting subsidiary and approved domain rather than relying solely on group-level brand recognition.
All 48 institutional profiles are cross-linked to primary regulator lookup portals, CC-BY-4.0 open datasets, and real-time REST/MCP verification endpoints.

Informes de Investigación del Clúster — Regulatory Benchmarks (1)

2026-11-05Dr. Marcus Vance, CFA

North American Multi-Asset & Capital Markets 2026 Licensing Benchmark: 6D Prudential Scorecard Across 48 Audited Entities

Comprehensive 2026 empirical benchmark covering 48 institutions and 36 competent authorities tracked by AlphaPulse Finance, detailing 6D compliance scores, contracting legal entities, and direct register verification.

Leer Informe Institucional →3 Fuentes Oficiales

Expedientes de Brókers e Instituciones Reguladas

Clasificaciones Cuantitativas →Todos los Brókers →

Bitvo →

2 Licencias

CoinMover →

2 Licencias

Veem →

2 Licencias

Eddid Financial →

4 Licencias

Uphold wallet →

4 Licencias

Ally Invest →

1 Licencias

Autoridades Supervisoras y Marcos de Licencia

Todos los Reguladores →

Canada Deposit Insurance Corporation — Canada Deposit Insurance Corporation California Department of Financial Protection and Innovation — California Department of Financial Protection and Innovation Office of the Superintendent of Financial Institutions (Canada) — Office of the Superintendent of Financial Institutions (Canada)Québec Enterprise Registrar — Québec Enterprise Registrar Financial Crimes Enforcement Network (FinCEN) — Financial Crimes Enforcement Network (FinCEN)New York State Department of Financial Services — New York State Department of Financial Services

Preguntas Frecuentes (FAQ) — Regulatory Benchmarks

How many regulated institutions does AlphaPulse Finance audit in its 2026 North American Multi-Asset & Capital Markets benchmark?

AlphaPulse Finance currently audits 48 English-verified financial institutions across 36 competent supervisory authorities within its North American Multi-Asset & Capital Markets coverage slice.

How is the 6D Compliance Score calculated on AlphaPulse Finance?

The 6D model combines Licence Standing (30%), Risk Telemetry (25%), Institutional Scale (15%), Industry Footprint (15%), and Execution & User Signals (15%) on a 0.0–10.0 scale, as documented at /methodology.

Why can two clients of the same financial brand receive different regulatory protections?

Global brokerage and exchange groups frequently operate multiple legal subsidiaries across Tier-1 onshore regimes and offshore jurisdictions. Investor compensation, leverage limits, and client-money segregation depend strictly on the specific legal entity named in your onboarding contract.

Where can I verify an institution's licence number directly against official government records?

Every institution dossier and regulator profile on AlphaPulse Finance links directly to the issuing authority's official public register (such as FCA FRN Register, SEC EDGAR, FINRA BrokerCheck, NFA BASIC, MAS FID, or FinCEN MSB Search).

Can AI agents and compliance scripts query AlphaPulse Finance's benchmark data programmatically?

Yes. AlphaPulse Finance provides public REST endpoints (/api/v1/verify/license, /api/v1/verify/domain, /api/v1/brokers/{slug}), an OpenAPI 3.1 specification (/.well-known/openapi.json), and a JSON-RPC 2.0 MCP server (/api/mcp).

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