Institution record
Friedberg Direct
Friedberg Mercantile Group Ltd.
- Source score
- 2.0
- Source exposures
- 0
- Comments
- 0
Licence records
Licences within our coverage (selected institution records: united states and canada) are listed first. Check each one on the regulator's own register.
Peer source record comparison
Compare imported fields for Friedberg Direct and other records in our selected institution records: united states and canada dataset. These are not independent audit findings.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Source exposures |
|---|---|---|---|---|---|
| Friedberg Direct (this record) | IIROC | 1 / 1 | Risk level not supplied | 2.0 | 0 |
IIROC | 1 / 1 | Risk level not supplied | 5.0 | 0 | |
U.S. Securities and Exchange Commission (SEC)FINRAMAS+1 | 2 / 4 | Risk level not supplied | 7.0 | 0 | |
SECFinancial Crimes Enforcement Network (FinCEN) | 1 / 2 | Risk level not supplied | 5.0 | 0 | |
MSCFinancial Crimes Enforcement Network (FinCEN)Financial Conduct Authority+1 | 4 / 4 | Risk level not supplied | 2.0 | 0 | |
CSAFinancial Transactions and Reports Analysis Centre of Canada (FINTRAC) | 0 / 2 | Risk level not supplied | 2.0 | 0 |
Friedberg Direct: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is Friedberg Direct's regulatory licence status and supervisory authorisation?
The imported dataset contains 1 licence entry associated with Friedberg Direct (legal entity reference: Friedberg Mercantile Group Ltd.); 1 are labelled "regulated" and 1 are labelled regulated or registered: IIROC (Investment Industry Regulatory Organization of Canada) — licence 1310, status: regulated. These fields are not independent confirmation of current authorisation. Check the exact contracting entity and registration number on the official IIROC public register.
Which of Friedberg Direct's jurisdictions and licences fall within this site's regulatory coverage?
This directory focuses on selected institution records: united states and canada. 1 of Friedberg Direct's 1 licence records fall directly within this jurisdictional mandate: IIROC (licence 1310, regulated, entity: Friedberg Mercantile Group Ltd.). Always confirm whether client money segregation and statutory investor compensation schemes apply to the specific subsidiary onboarding your account.
What is Friedberg Direct's institutional risk classification, enforcement exposure, and score profile?
Friedberg Direct carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 2.0, risk & licensing: 2.0, brand: 2.0, market influence: 2.0, user reputation: 0.0). The imported source lists 0 exposure entries. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to Friedberg Direct's platforms, entity structure, and complaints?
Before allocating capital or executing trades with Friedberg Direct, institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 source exposure entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to IIROC.