Pôle Thématique · 1 Notes Publiées

Compliance Forensics

Compliance Forensics research topics and source records from AlphaPulse Finance. Practical 2026 due-diligence playbook from AlphaPulse Finance explaining how to authenticate licence numbers across 36 official registers and detect clone-firm domain spoofing before funding an account.

Points Clés Institutionnels — Compliance Forensics

Clone firms hijack genuine licence numbers from authorised institutions in U.S. SEC, FINRA, CFTC/NFA, FinCEN MSB, and Canadian IIROC/FINTRAC while operating on lookalike or unapproved web domains.
Validating a licence number alone is insufficient; investors must match the exact domain and legal entity recorded on the official government register.
AlphaPulse Finance cross-links 36 supervisory authorities and 48 institutional profiles directly to primary statutory lookup portals.
Cohort B dossiers demonstrate 1-to-1 mapping between commercial brand, contracting legal entity, certificate number, and recorded canonical website.
Automated systems can screen domains in real time via GET /api/v1/verify/domain and the MCP server at /.well-known/mcp.json.

Notes de Recherche du Pôle — Compliance Forensics (1)

2026-11-05Dr. Marcus Vance, CFA

How to Verify North American Multi-Asset & Capital Markets Licences & Detect Clone Firms: 2026 Supervisory Lookup Playbook

Practical 2026 due-diligence playbook from AlphaPulse Finance explaining how to authenticate licence numbers across 36 official registers and detect clone-firm domain spoofing before funding an account.

Lire la Note →3 Sources Officielles

Dossiers des Courtiers & Institutions Régulées

Classements Quantitatifs →Tous les Courtiers →

Bitvo →

2 Licences

CoinMover →

2 Licences

Veem →

2 Licences

Eddid Financial →

4 Licences

Uphold wallet →

4 Licences

Ally Invest →

1 Licences

Autorités de Supervision & Cadres de Licence

Tous les Régulateurs →

Canada Deposit Insurance Corporation — Canada Deposit Insurance Corporation California Department of Financial Protection and Innovation — California Department of Financial Protection and Innovation Office of the Superintendent of Financial Institutions (Canada) — Office of the Superintendent of Financial Institutions (Canada)Québec Enterprise Registrar — Québec Enterprise Registrar Financial Crimes Enforcement Network (FinCEN) — Financial Crimes Enforcement Network (FinCEN)New York State Department of Financial Services — New York State Department of Financial Services

Questions Fréquentes (FAQ) — Compliance Forensics

What is a clone firm in North American Multi-Asset & Capital Markets and how does it deceive investors?

A clone firm is an unauthorised entity that copies the real name, registration number, and licence credentials of an authorised financial institution onto a separate, unapproved domain to solicit deposits fraudulently.

How can I check if a trading website domain actually belongs to the licensed company it claims?

Look up the firm's certificate number independently via AlphaPulse Finance's regulator directory or GET /api/v1/verify/domain?host=example.com and confirm the exact domain matches the website recorded on the government register.

Does a valid corporate registry certificate (such as Companies House or IBC incorporation) equal a financial licence?

No. General company incorporation only proves a legal person exists; conducting brokerage, custody, investment management, or money services requires explicit authorisation or registration from the financial Markets regulator.

What verdict does AlphaPulse Finance's verification API return when a domain matches a regulator warning?

The /api/v1/verify/domain endpoint returns HIGH_RISK_REGULATOR_WARNING_OR_CLONE_FLAG along with the issuing regulator, warning publication date, and forensic dossier URL.

Where can I verify regulator clone warnings and official licensing registers on AlphaPulse Finance?

All 36 supervisory register links and 48 institutional licence records for AlphaPulse Finance are indexed at /regulators and exportable in CSV/JSON format at /datasets.

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